0001284812-17-000046.txt : 20170214
0001284812-17-000046.hdr.sgml : 20170214
20170214081437
ACCESSION NUMBER: 0001284812-17-000046
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ALEXANDRIA REAL ESTATE EQUITIES INC
CENTRAL INDEX KEY: 0001035443
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 954502084
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-51081
FILM NUMBER: 17602603
BUSINESS ADDRESS:
STREET 1: 385 E. COLORADO BLVD
STREET 2: SUITE 299
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: 6265780777
MAIL ADDRESS:
STREET 1: 385 E. COLORADO BLVD
STREET 2: SUITE 299
CITY: PASADENA
STATE: CA
ZIP: 91101
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: COHEN & STEERS INC
CENTRAL INDEX KEY: 0001284812
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 141904657
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212 832 3232
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
SC 13G/A
1
are13gbody-123116.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.1)
Alexandria Real Estate Equities Inc
------------------------------------
(Name of Issuer)
Common Stock
-----------------
(Title of Class of Securities)
015271109
---------
(CUSIP Number)
Date of Event which Requires Filing of this Statement
December 31, 2016
--------------------
Check the appropriate box to designate the rule pursuant to which the Schedule
is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person'sinitial filing on this form with respect to the subject class of
securities, andfor any subsequent amendment containing information which
would alter thedisclosures provided in prior coverage.
The information required in the remainder of this cover page shall not be
deemedto be "filed" for the purpose of the Securities Exchange Act of 1934
("Act") orotherwise subject to the liabilities of that section of the Act
but shall besubject to all other provisions of the Act (however, see the Notes)
..
SEC 1745 (12-02)
Schedule 13G (continued)
CUSIP No. 015271109
- -----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Cohen & Steers, Inc. 14-1904657
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- -----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 4,532,890
BENEFICIALLY -------------------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH
REPORTING -------------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 8,548,451
-------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
- -----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,548,451
- -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
- -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.76%
- -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
HC, CO
- -----------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
Schedule 13G (continued)
CUSIP No. 015271109
- -----------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Cohen & Steers Capital Management, Inc. 13-3353336
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- -----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 4,501,806
BENEFICIALLY -------------------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH
REPORTING -------------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 8,462,000
-------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
- -----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,462,000
- -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
- -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.66%
- -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IA, CO
- -----------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
Schedule 13G (continued)
CUSIP No. 015271109
-------------------------------------------------------------------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Cohen & Steers UK Limited
-------------------------------------------------------------------------------
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [x]
-------------------------------------------------------------------------------
3) SEC USE ONLY
-------------------------------------------------------------------------------
4) CITIZENSHIP OR PLACE OF ORGANIZATION
Belgium
-------------------------------------------------------------------------------
NUMBER 5) SOLE VOTING POWER
OF 31,084
SHARES -------------------------------------------------------------
BENEFICIALLY 6) SHARED VOTING POWER
OWNED BY
EACH -------------------------------------------------------------
REPORTING 7) SOLE DISPOSITIVE POWER
PERSON 86,451
WITH -------------------------------------------------------------
8) SHARED DISPOSITIVE POWER
-------------------------------------------------------------------------------
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
86,451
-------------------------------------------------------------------------------
10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
-------------------------------------------------------------------------------
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.11%
-------------------------------------------------------------------------------
12) TYPE OF REPORTING PERSON
IA
-------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Item 1.
(a) Name of Issuer:
Alexandria Real Estate Equities Inc
(b) Address of Issuer's Principal Executive Offices:
385 E. Colorado Blvd
Suite 299
Pasadena, CA 91101
Item 2.
(a) Name of Persons Filing:
Cohen & Steers, Inc.
Cohen & Steers Capital Management, Inc.
Cohen & Steers UK Limited
(b) Address of Principal Business Office:
The principal address for Cohen & Steers Capital Management,
Inc. is:
280 Park Avenue
10th Floor
New York, NY 10017
The principal address for Cohen & Steers UK Limited is:
50 Pall Mall 7th Floor
London, United Kingdom SW1Y 5JH
(c) Citizenship:
Cohen & Steers, Inc: Delaware Corporations
Cohen & Steers Capital Management, Inc: New York Corporation
Cohen & Steers UK Limited: United Kingdom Private Limited
Company
(d) Title of Class Securities:
Commmon
(e) CUSIP Number:
015271109
Item 3. If this statement is filed pursuant to Rule 13d-l(b), or
13d-2(b), check whether the person filing is a
(a) [ ] Broker or Dealer registered under Section 15 of the Act
(b) [ ] Bank as defined in Section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19) of
the Act
(d) [ ] Investment Company registered under Section 8 of the
Investment Company Act
(e) [x] An investment advisor in accordance with Section
240.13d-1(b)(1)(ii)(E)
(f) [ ] An employee benefit plan or endowment fund in accordance
with 240.13d-1(b)(1)(ii)(F)
(g) [x] A parent holding company or control person in accordance
with Section 240.13d-l(b)(1)(ii)(G)
(h) [ ] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813)
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15U.S.C. 80a-3)
(j) [ ] Group, in accordance with Section 240.13d-1(b)(l)(ii)(J)
Item 4. OWNERSHIP:
(a) Amount Beneficially Owned as of December 31, 2016:
See row 9 on cover sheet
(b) Percent of Class:
See row 11 on cover sheet
(c) Number of shares as to which such person has:
(i) sole power to vote or direct the vote:
See row 5 on cover sheet
(ii) shared power to vote or direct the vote:
See row 6 on cover sheet
(iii) sole power to dispose or to direct
the disposition of:
See row 7 on cover sheet
(iv) shared power to dispose or direct
the disposition of:
See row 8 on cover sheet
Item 5. OWNERSHIP OF 5% OR LESS OF A CLASS
NO
Item 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON
N/A
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY
Cohen & Steers, Inc holds a 100% interest in Cohen & Steers Capital
Management, Inc., and investment advisor registerd under Section 203
of the Investment Advisers Act, and holds a 50% interest in Houlihan
Rover SA, an investment advisor registered under Section 203 of the
Investment Advisers Act.
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Cohen & Steers, Inc holds a 100% interest in Cohen & Steers Capital
Management, Inc., and investment advisor registerd under Section 203
of the Investment Advisers Act, and holds a 50% interest in Houlihan
Rover SA, an investment advisor registered under Section 203 of the
Investment Advisers Act.
Item 9. NOTICE OF DISSOLUTION OF GROUP
N/A
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief,
thesecurities referred to above were acquired in the ordinary course of
businessand were not acquired for the purpose of and do not have the effect
of changingor influencing the control of the issuer of such securities
and were notacquired in connection with or as a participant in any transaction
having suchpurposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certifythat the information set forth in this statement is true, complete and
correct.
Date: February 14, 2017
Cohen & Steers, Inc.
Cohen & Steers Capital Management, Inc.
By:
/s/ Lisa Phelan
____________________________________________
Signature
Lisa Phelan- Executive Vice President,
Chief Compliance Officer
____________________________________________
Name and Title
Cohen & Steers UK Limited
By:
/s/ Heather Kaden
---------------------------------------
Signature
Heather Kaden
Compliance Officer
____________________________________________
Name and Title
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange
Actof 1934, as amended, the undersigned hereby agree to the joint filing with
allother Reporting Persons (as such term is defined in the Schedule 13G
referredtobelow) on behalf of each of them of a Statement on Schedule
13G includingamendments thereto) with respect to the Common Shares of
Alexandria Real Estate,EQUITIES INC. and that this
Agreement may be included as an Exhibit to such
joint filing. This Agreement may be executed in any number of counterparts,
allof which together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as
of February 14, 2017.
Cohen & Steers, Inc.
Cohen & Steers Capital Management, Inc.
By:
/s/ Lisa Phelan
____________________________________________
Signature
Lisa Phelan- Executive Vice President,
Chief Compliance Officer
____________________________________________
Name and Title
Cohen & Steers UK Limited
By:
/s/ Heather Kaden
---------------------------------------
Signature
Heather Kaden
Compliance Officer
____________________________________________
Name and Title